What does Sage Wealth Planning, LLC do with your personal information?
Why?
Financial companies choose how they share your personal information. Federal law gives consumers the right to limit some but not all sharing. Federal law also requires us to tell you how we collect, share, and protect your personal information. Please read this notice carefully to understand what we do.
What?
The types of personal information we collect and share depend on the product or service you have with us. This information can include:
- Social Security number
- Financial account balances, holdings, and transaction history
- Investment experience, income, and assets
When you are no longer our customer, we continue to share your information as described in this notice.
How?
All financial companies need to share clients’ personal information to run their everyday business. In the section below, we list the reasons financial companies can share their clients’ personal information, the reasons Sage Wealth Planning, LLC chooses to share; and whether you can limit this sharing.
| Reasons we can share your personal information | Do we share? | Can you limit this sharing? |
|---|---|---|
| For our everyday business purposes — such as to process your transactions process your transactions, maintain your account(s), respond to court orders and legal investigations, or reports to credit bureaus | Yes | No |
| For our marketing purposes — to offer our products and services to you | Yes | No |
| For joint marketing with other financial companies | No | N/A |
| For our affiliates’ everyday business purposes — information about your transactions and experiences | No | N/A |
| For our affiliates’ everyday business purposes —information about your creditworthiness | No | N/A |
| For nonaffiliates to market to you | No | N/A |
Who We Are
| How does Sage Wealth Planning, LLC protect my personal information? | To protect your personal information from unauthorized access and use, we use security measures that comply with federal law. These measures include computer safeguards and secured files and buildings, as well as other physical, electronic and procedural safeguards. | |
|---|---|---|
| How Does Sage Wealth Planning, LLC collect my personal information? | We collect personal information, for example, when you
| |
| Why can’t I limit all sharing? | Federal law gives you the right to limit only
State laws and individual companies may give you additional rights to limit sharing. | |
| Definitions | ||
| Affiliates | Companies related by common ownership or control. They can be financial and non-financial companies. | |
| Nonaffiliates | Companies not related by common ownership or control. They can be financial and nonfinancial companies.
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| Joint Marketing | A formal agreement between nonaffiliated financial companies that together market financial products or services to you.
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| Other important information | ||
|---|---|---|
| Sage Wealth Planning, LLC may also share your personal information with a successor advisor if necessary in connection with the unexpected death or incapacity of its principal owner(s), as well as in connection with the eventual retirement or other change in control of the firm. | ||
10 DLC Compliance Supplement
| Mobile Information Sharing |
| |
|---|---|---|
| Consumer Content | We do not share your personal information, including mobile data, with third parties for marketing purposes without your explicit consent. Data sharing is strictly limited to purposes necessary for our business operations. | |
| Data Use and Sharing | Consumer data collected through SMS registration will only be used for purposes necessary for our business operations, and will not be shared with third parties without your explicit consent. | |
| Data Transfer and Unauthorized Sharing | We commit not to transfer your personal data to external organizations without your explicit consent. We have implemented strict access controls and data protection measures to prevent unauthorized sharing of your information. | |
| Opt-Out Rights | Consumers have the right to opt out of receiving SMS messages at any time. To opt out, please reply with the word STOP to any received message or contact us at (231) 221-2448. | |
Questions?
Call (231) 221-2448 or go to https://sagewealthplans.com